Types of clients served:
Individuals, pensions and profit sharing plans, trusts, estates or charitable organizations, and corporations or business entities.
Types of investment advice offered:
Equity securities, corporate debt securities, certificates of deposit, municipal securities, investment company securities (variable life insurance, mutual fund shares), U.S. Government securities, and interests in partnerships (real estate and oil & gas).
Financial industry affiliations:
Ameritrade, Charles Schwab & Co., Dimensional Fund Advisors.
Participation or Interest in Client Transactions:
Mr. Prewitt may buy or sell for himself securities that he also recommends to clients.
Methods of Analysis:
Securities are initially compared to determine their performance relative to peer securities. Then they are reallocated to target classes taking into account taxes and transaction costs.
Investment Strategies:
Asset class selection dominates portfolio construction. Portfolios are based upon efficient market theory, which contrasts with active management strategies.
Disclosures
